(Nasdaq: NCPL) Profile

October 20, 2023

REVENUE GROWTH OF 55% YEAR-OVER-YEAR TO $8.5 MILLION AS COMPARED TO $5.5 MILLION IN FISCAL 2022

FIRST QUARTER OF FISCAL YEAR 2023 SHOWED REVENUE GROWTH OF 13% YEAR-OVER-YEAR TO $1.5 MILLION, COMPARED TO REVENUE OF $1.3 MILLION IN THE PREVIOUS YEAR

THE COMPANY BOASTS MORE THAN 100,000 USERS ALREADY WITH OVER $5O MILLION RAISED SO FAR

THIS ONE HAS AN EXTREMELY SMALL FLOAT OF JUST 7.53 MILLION ACCORDING TO YAHOO

NCPL HAS CLOSED GREEN 5 OF THE LAST 6 SESSIONS

READ THE INVESTOR PRESENTATION HERE

Hello Everyone,

We have a new profile that we want you to research before the weekend.

This one has closed green 5 of the last 6 and has the potential to squeeze from these levels based on the size of the float and recent momentum.

The implementation of the Title III of the JOBS Act enabled early-stage companies to offer and sell securities to the general public for the first time.

The SEC followed with Reg CF, changing the landscape for private capital raising and investment. This allows general public to invest in private companies and enables private companies to advertise their security offerings. This conditionally exempts securities sold under Section4(a)(6) from the registration requirements of the Securities and Exchange Act of 1934.

Enter Netcapital, Inc. (Nasdaq: NCPL)

They are disrupting the private capital markets and fundamentally altering the traditional private capital markets by. giving entrepreneurs greater access to investors.

Netcapital makes it possible for more businesses to help grow the economy, create jobs, and start making things that people love. This gives any investor, not just the connected ones access to early-stage investments.

Low investment minimums and steady deal flow empower the average person to own shares in private companies they believe in.

Netcapital’s management consulting group, Netcapital Advisors, helps companies at all stages to raise capital. Netcapital Advisors provides strategic advice, technology consulting and online marketing services to assist with fundraising campaigns on the Netcapital platform. It also acts as an incubator and accelerator, taking equity stakes in select disruptive start-ups.

$NCPL announces Netcapital Funding Portal revenues increase by more than 100%. https://t.co/adwVmQ4vaM
— netcapitalinc (@netcapitalinc) September 14, 2023

THE CEO OF NCPL TALKS TO JIM CRAMER ON MAD MONEY:

Take a look at some of the catalysts:

Incubate, accelerate, and empower private companies to grow
Provide access to online private markets
Market offerings to investors using digital technology
Connect clients with our deep network of institutional and accredited investors

Empowers private companies to raise capital online

Democratizing access to capital and investments’
More than 100,000 users

Provides both accredited and non-accredited investors with access to new investment opportunities in private companies

They provide marketing and strategic advice and takes equity positions in select companies with disruptive technologies
Multi-trillion-dollar market opportunity

Pandemic and regulatory changes enhancing growth
Proven scalability
Established track record enabling companies to raise capital
Equity stakes provide upside optionality through possible exits (sale or IPO)

INVESTMENT HIGHLIGHTS

Private capital markets reached $7.4 trillion at year-end 2020, $13 trillion expected over the next five years*
Within this market, private equity represents the largest share, with assets of +$3 trillion and a 10-year CAGR of 10%
$42 trillion held in retail investment accounts representing a large pool of potential account holders** Multiple industry tailwinds driving growth in digital capital markets

Pandemic accelerating push to bring processes online
Regulatory changes increasing digital funding opportunities
Private equity outperformance drives growing investor demand for private investments
Robust business model of fee income (Netcapital Funding Portal) plus equity stakes (Netcapital Advisors). Management team comprised of experienced institutional investors, angel investors and entrepreneurs.* Morgan Stanley
**Boston Consulting Group

PORTFOLIO:

Trusted by over 100,000 investors to vet startup investments, KingsCrowd is the leader in ratings and analytics for online private markets. The company aggregates, analyzes, and rates companies raising on platforms like Netcapital to help investors make more informed decisions.

Deuce Drone solves the last mile delivery problem for “brick and mortar” retailers. The company designs, builds, and operates drone delivery systems, transforming retail stores into customer fulfillment centers. Deuce Drone provides a cost-effective, technology-driven solution for same-day delivery that allows retailers to compete with major e-commerce players.

Backed by famous venture capitalist Tim Draper, napster founder, Shawn Fanning, and co-creator of Guitar Hero, Kai Huang, Zelgor is an interactive entertainment company aiming to take over the universe with a new species of rambunctious alien characters called The Noobs. Noobs are a unique and original IP, introduced to the world through mobile games, multimedia content, and strategic partnerships.

Effective communicators close more deals. ChipBrain’s emotionally intelligent AI assistant provides real-time emotion, tone, and facial expression feedback in live conversations across text, voice, and video. Taking the guesswork out of identifying conversational cues, the company’s technology enables sales professionals to see at a glance how they are coming across to customers.

MustWatch brings your friends and favorite shows together all in one place. The Watch Party app makes it easy to find new shows, see what your friends are watching, and recommend great shows to each other. The company’s platform delivers targeted show recommendations based on the TV viewing tastes of users’ friends and family. It’s not a single streaming platform’s media catalog, but a cross-platform TV guide, crowdsourced from your friends and family.

C-Reveal’s proprietary technology, developed at Massachusetts General Hospital and Harvard University, helps the body’s immune system to identify and destroy cancer cells by inhibiting key enzymes that conceal the disease. This patent pending approach is designed to improve the efficacy of treating a broad range of cancers.

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“NETCAPITAL APPEALS TO ME BECAUSE I’VE HAD FIRSTHAND EXPERIENCE WITH THE PASSION AND SUPPORT THAT COMES FROM AN ENGAGED USER BASE, AND I’VE SEEN HOW THAT EXCITEMENT TRANSLATES INTO FUNDING.”

——-JASON ROBINS CO-FOUNDER AND CEO OF DRAFTKINGS

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NETCAPITAL ANNOUNCES REVENUE GROWTH OF 55% FOR FISCAL YEAR 2023

Investor conference call to be held tomorrow, July 27, 2023, at 10:00 a.m. ET

BOSTON, MA – July 26, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced financial results for its fourth quarter and fiscal year 2023 ended April 30, 2023.

“Fiscal 2023 marked a year of strong performance, highlighted by revenue growth of 55% and operating income of more than $2 million,” said Martin Kay, CEO of Netcapital Inc. “The value proposition of our business is becoming more evident as we continue to build scale and deliver a superior experience at a lower cost for issuers. We expect to offer secondary trading in private equities later in this year, a liquidity model that we believe will support expansion of both our investor and issuer communities, and generate a potential new revenue stream for Netcapital. As a back-to-back winner of the Fintech Breakthrough Award in 2022 and 2023, our brand is well-recognized for innovation and excellence, and well-positioned for value creation.”

Fiscal Year 2023 Highlights

● Revenue growth of 55% year-over-year to $8.5 million as compared to $5.5 million in fiscal 2022
● Operating income of $2.3 million compared to an operating loss of $1.0 million in fiscal year 2022
● Paid down $1 million in debt, closed two underwritten public offering for aggregate gross proceeds of $6.7 million, and uplisted to Nasdaq in July 2022

NETCAPITAL FUNDING PORTAL REVENUES INCREASE BY MORE THAN 100% TOTAL REVENUES INCREASE BY 13%

Internal Testing of Secondary Transfer Feature Begins

BOSTON, MA – September 14, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced financial results for the first quarter of fiscal year 2024 ended July 31, 2023.

“We are delighted to announce a very strong quarter for our funding portal, delivering a more than doubling of revenue,” said Martin Kay, CEO of Netcapital Inc. “In addition, we maintained our strategic focus on the build-out of the software required to enable issuers and investors on the Netcapital platform the ability to access a registered alternative trading system (ATS) in order to engage in secondary trading of securities. We commenced internal testing of the secondary trading platform features this week, and we are excited about the potential for this liquidity model to support the continued growth of both our investor and issuer communities.”

First Quarter Fiscal 2024 Financial Highlights

● Revenue growth of 13% year-over-year to $1.5 million, compared to revenue of $1.3 million in the first quarter of fiscal year 2023.

● Year-over-year increase of 110% in revenue from our funding portal services, which increased by $197,356 to $375,856 in the three months ended July 31, 2023, compared to $178,500 in the three months ended July 31, 2022.

● Net loss of approximately $492,000 in the three months ended July 31, 2023, compared to net income of approximately $65,000 in the three months ended July 31, 2022.

● Diluted loss per share of $0.07 in the three months ended July 31, 2023, compared to diluted earnings per share of $0.02 in the three months ended July 31, 2022.

● First quarter net loss was driven primarily by higher marketing spend and increased payroll expenses that included $483,351 in stock-based compensation in the three months ended July 31, 2023, as compared to $32,953 in the three months ended July 31, 2002.

NEWS

10/16/2023

Netcapital to Present at the ThinkEquity Conference on October 19, 2023BOSTON, MA – October 16, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, announced today that CEO Martin Kay will present at the ThinkEquity Conference in New York on Thursday, October 19.

10/03/2023

Netcapital to Present at the LD Micro Main Event XVI Investment Conference on October 4, 2023BOSTON, MA – October 2, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, announced today that Martin Kay, CEO, will present at the LD Micro Main Event XVI Conference being held in Los Angeles, CA, and virtually from October 3 – 4, 2023.

09/14/2023

Netcapital Funding Portal Revenues Increase by More Than 100% Total Revenues Increase by 13%BOSTON, MA – September 14, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced financial results for the first quarter of fiscal year 2024 ended July 31, 2023.

09/07/2023

Netcapital to Present at the H.C. Wainwright Global Investment Conference on September 13, 2023BOSTON, MA – September 7, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, announced today that Jason Frishman, Founder of the Company’s wholly-owned subsidiary, Netcapital Funding Portal Inc.,will present at the H.C. Wainwright 25th Annual G…

08/09/2023

Netcapital Hosts Reg A+ Offering by Thumzup MediaBOSTON, MA – August 9, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced that its consulting group, Netcapital Advisors, is now hosting a Regulation A+ offering by Thumzup® Media on the netcapital.com website, representing its…

07/26/2023

Netcapital Announces Revenue Growth of 55% for Fiscal Year 2023BOSTON, MA – July 26, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced financial results for its fourth quarter and fiscal year 2023 ended April 30, 2023.

07/24/2023

Netcapital Inc. Announces Closing of Public OfferingBOSTON, MA – July 24, 2023 / Netcapital Inc. (Nasdaq: NCPL, NCPLW) (“Netcapital” or the “Company”), a digital private capital markets ecosystem, today announced the closing of its previously announced public offering of 1,725,000 shares of its common stock at a public offering price of $0.70 per sha…

07/20/2023

Netcapital Inc. Announces Pricing of Public OfferingBOSTON, MA – July 19, 2023 / Netcapital Inc. (Nasdaq: NCPL, NCPLW) (“Netcapital” or the “Company”), a digital private capital markets ecosystem, today announced the pricing of an underwritten public offering of 1,725,000 shares of its common stock at a public offering price of $0.70 per share, for a…

07/19/2023

Netcapital Inc. Announces Proposed Public Offering of Common StockBOSTON, MA – July 19, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (“Netcapital” or the “Company”), a digital private capital markets ecosystem, today announced that it intends to offer to sell shares of its common stock in an underwritten public offering. All of the shares of common stock are to be…

05/25/2023

Netcapital Inc. Announces Closing of Registered Direct OfferingBOSTON, May 25, 2023 — Netcapital Inc. (Nasdaq: NCPL, NCPLW), (“Netcapital” or the “Company”), a digital private capital markets ecosystem, today announced the closing of the purchase and sale of an aggregate of 1,100,000 shares of its common stock, at a purchase price of $1.55 per share, in a regi…

05/24/2023

Netcapital to Present at Singular Research’s Spring Select Webinar on May 25, 2023BOSTON, MA – May 24, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, announced today that the Company’s founder Jason Frishman will present at Singular Research’s Spring Select Webinar on Thursday, May 25, 2023 at 8:30 am PDT / 11:30 am ET.

05/23/2023

Netcapital Inc. Announces Registered Direct OfferingBOSTON, May 23, 2023 — Netcapital Inc. (Nasdaq: NCPL, NCPLW), (“Netcapital” or the “Company”), a digital private capital markets ecosystem, today announced that it has entered into definitive agreements for the purchase and sale of an aggregate of 1,100,000 shares of its common stock, at a purchase…

05/03/2023

Netcapital to Present at the Sidoti Micro-Cap Virtual Conference on May 10, 2023BOSTON, MA – May 3, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced that Company Founder Jason Frishman will present at the Sidoti Micro-Cap Virtual Conference being held May 10-11, 2023.

03/23/2023

Netcapital Named “Best Crowdfunding Platform” at FinTech Breakthrough Awards for Second Consecutive YearBOSTON, MA – March 23, 2023 – Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today was named “Best Crowdfunding Platform” for the funding portal netcapital.com at the 7th Annual 2023 FinTech Breakthrough Awards, a premier awards program founded to…

MANAGEMENT TEAM

MARTIN KAY

CHIEF EXECUTIVE OFFICER

Martin Kay began his career at Bain & Company, where he filled roles of increasing responsibility to become a Partner and lead the global Telecom, Media, and Technology practice. Most recently Mr. Kay was a Managing Director with Accenture Strategy, where he led growth engagements for corporate clients and private equity firms. He is a co-founder of Accenture BLOOM, a digital strategy practice that invents, incubates, and scales new growth opportunities in partnership with clients. He was also the global Strategy lead for Accenture’s “Cloud First” program, driving innovation, growth, and digital transformation with cloud technologies. He joined the Netcapital’s board of directors in May 2022, after three decades as a successful leader, investor, advisor, and operator in early-stage digital ventures, including the original napster. Mr. Kay holds an MA in Physics from Oxford University and an MBA from the Stanford Graduate School of Business.

COREEN KRAYSLER, CFA

CHIEF FINANCIAL OFFICER

Coreen is a Chartered Financial Analyst, with over 30 years of investment experience. Formerly a Senior Vice President and Principal at Independence Investments, she managed several 5-star rated mutual funds as well as institutional accounts and served on the Investment Committee. She also worked at Eaton Vance, as a Vice President, Equity Analyst on the Large and Midcap Value teams. A specialist in financial services, household and consumer products, she guest lectures at local colleges and universities. Coreen received a B.A. in Economics and French, Cum Laude, from Wellesley College and a Master of Science in Management from MIT Sloan.

JASON FRISHMAN

FOUNDER

Jason Frishman is the Founder of Netcapital Funding Portal Inc. and serves as a mentor and advisor for early stage companies. He currently holds advisory positions at leading organizations in the financial technology ecosystem and has spoken as an external expert at Morgan Stanley, University of Michigan, YPO, and others. Jason has a background in the life sciences and previously conducted research in medical oncology at the Dana Farber Cancer Institute and cognitive neuroscience at the University of Miami, where he graduated summa cum laude with a B.S. in Neuroscience.

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